Full text of XML SECURITIES, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: Expires: Estimated average burden 3235-0123 Nov. 30, 2026 # ANNUAL REPORTS FORM X-17A-5 PART III | hours per response:<br>12 | | | |---------------------------|--|--| | | | | | SEC FILE NUMBER | | | | 8 - 67776 | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | 1/1/2025<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | | 12/31/2025 | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------|----------|--------------------------------------------|--|--|--| | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | XML Securities, LLC<br>NAME OF FIRM: _______________________________________________________________________ | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>X<br>Broker-dealer<br>Security-based swap dealer<br>Major security-based swap participant<br>□<br>□<br>□<br>Check here if respondent is also an OTC derivatives dealer<br>□ | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 6901 Rockledge Drive, Suite 730<br>_____________________________________________________________________________________ | | | | | | | | | (No. and Street) | | | | | | | Bethesda<br>_____________________________________________________________________________________ | | MD | 20817 | | | | | (City) | | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Jennifer L. Szaro<br>_____________________________________________________________________________________ | 703-827-2300 | | | | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Wolf & Company, P.C. | | | | | | | | _____________________________________________________________________________________<br>(Name – if individual, state last, first, and middle name) | | | | | | | | 225 State Street<br>______________…Read the full text as markdown