Full text of ELECTRONIC TRANSACTION CLEARING, INC.'s X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **71/?=:95/&=-9>-/?5:971-=5939/ %509:** # **%?-?1819?:259-9/5-7:905?5:9-90%@;;71819?-7%/410@71> )5?4\$1;:=?:2901;19019?\$135>?1=10"@.75///:@9?5935=8** **1/18.1=** 9<5C 1C @E2<93 9>6?B=1D9?> @EBCE1>D D? \*E<5 4 E>45B D85 +53EB9D95C H381>753D?6 {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORM X-17A-5 PART III** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: KĐƚ͘ϯϭ͕ϮϬϮϯ Estimated average burden hours per response: SEC FILE NUMBER 8-67790 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 01/01/21<br>MM/DD/YY | | 12/31/21<br>MM/DD/YY | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------|------------------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | Electronic Transaction Clearing, Inc.<br>NAME OF FIRM: _______________________________________________________________________ | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>܆<br>܆<br>Broker-dealer<br>Security-based swap dealer<br>܆ Check here if respondent is also an OTC derivatives dealer | ܆ | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 660 South Figueroa Street, Suite 1450<br>_____________________________________________________________________________________ | | | | | | (No. and Street) | | | | Los Angeles<br>_____________________________________________________________________________________ | CA | | 90017 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | William Brennan<br>_____________________________________________________________________________________<br>(Name) | 214-765-1258<br>(Area Code – Telephone Number) | | wbrennan@apexfintechsolutions.com<br>(Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RSM US LLP | | | | | ____________________________________________________________________________________…Read the full text as markdown