# RCH SECURITIES, LLC X-17A-5/A (2017-03-06) — Broker-dealer annual report

- Company: RCH SECURITIES, LLC
- Form: X-17A-5/A
- Filed: 2017-03-06
- Period: 2016-12-31
- Accession: 0001424561-17-000003
- CIK: 1424561
- File #: 8-67813
- Material weakness: No
- Auditor: Dixon Hughes Goodman LLP
- Auditor location: Charlotte, NC
- Contact: Spencer Pringle
- Phone: 704-295-1234
- Signed by: Spencer Pringle (Manager)

Original filing: https://www.sec.gov/Archives/edgar/data/1424561/000142456117000003/auditpublicrch2.pdf

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X-17A-5/A

 0001424561
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N
 Schedule 2 & Report of Independent Registered Public Accounting Firm regarding exemption was incorrectly stated as 15c3-3 (k)(2)(I) and should have been (k)(1)

 RCH SECURITIES, LLC

 3545 WHITEHALL PARK DRIVE
 SUITE 400
 CHARLOTTE
 NC
 28273

 Spencer Pringle
 704-295-1234

 Dixon Hughes Goodman LLP

 4350 Congress Street, Suite 900
 Charlotte
 NC
 28209

 Certified Public Accountant

 Spencer Pringle
 RCH SECURITIES, LLC
 12-31-2016
 Spencer Pringle
 Manager
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.