Full text of SENDERO SECURITIES, LLC's X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | (State) | (Zip Code) | |---------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | (No. and Street)<br>Texas | 78209 | | | | | | | | | | | | [ Major security-based swap participant | | | | | | | | | | | | | | MM/DD/YY | MM/DD/YY | | | 12/31/24 | | | | | | | | PART III | | | FORM X-17A-5 | 8-67834 | | | SEC FILE NUMBER | | | Estimated average burden<br>hours per response: 12 | | | Expires: Nov. 30, 2026 | | UNITED STATES | OMB Number: 3235-0123 | | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS<br>FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>01/01/24<br>AND ENDING<br>A. REGISTRANT IDENTIFICATION<br>Sendero Securities, LLC<br>TYPE OF REGISTRANT (check all applicable boxes):<br>_ Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>250 W. Nottingham, Suite 300 | # PERSON TO CONTACT WITH REGARD TO THIS FILING | Lori Darchicourt | 210.960.1260 | Idarchicourt@sendero.com<br>(Email Address) | | |--------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|---------------------------------------------|--------------------------------------------| | (Name) | Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Phillip V. George, PLLC | | | | | | (Name - if Individual, state last, first, and middle name) | | 75423 | | 5179 CR 1026 | Celeste | TX | | | (Address) | (City) | (State) | (Zip Code) | | 02/24/2009 | | 3366 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | Claims for e…Read the full text as markdown