Full text of NOBLES & RICHARDS, INC.'s X-17A-5 filed 2024-09-04 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL OMB Number: Expires: Estimated average burden hours per response: SEC FILE NUMBER # ANNUAL REPORTS FORM X-17A-5 PART III | | | FOR OFFICIAL USE ONLY | | | |---------------|------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|--------------------------| | | (Date of Registration with PCAOB)(if applicable) | _____________________________________________________________________________________ | (PCAOB Registration Number, if applicable) | | | | | | | | | (Address) | | _____________________________________________________________________________________<br>(City) | (State) | (Zip Code) | | | | (Name – if individual, state last, first, and middle name) | | | | | | _____________________________________________________________________________________ | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | (Name) | | (Area Code – Telephone Number) | (Email Address) | | | | | _____________________________________________________________________________________ | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | (City) | (State) | | (Zip Code) | | | | _____________________________________________________________________________________ | | | | | | (No. and Street) | | | | | | _____________________________________________________________________________________ | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | Check here if respondent is also an OTC derivatives dealer | | | | | Broker-dealer | TYPE OF REGISTRANT (check all applicable boxes): | Security-based swap dealer | Major security-based swap participant | | | | | | | | | | | NAME OF FIRM: _______________________________________________________________________ | | | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________<br>MM/DD/YY | | MM/DD/YY | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | | PART III | | | | | | FORM X-17A-5 | | | | | | ANNUAL REPORTS | | | | | | Washington, D.C. 20549 | | Estimated average burden | | | | UNITED STATES<br>SECUR…Read the full text as markdown