Full text of HUNTWICKE SECURITIES, LLC's X-17A-5 filed 2024-09-23 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCIHANGE COMMISSION Washington-, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PARTIII** 0MB APPROVAL 0MB Number: 3235~0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER **FACII\IG PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 07/01/23 | --------- | AND ENDING 06/30/24 | ---------- | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|--------------------------|------------| | | MM/DD/ VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME' OF FIRM: HUNTWICKE SECURITIES LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>G Broker-dealer<br>O Security-based swap dealer<br>□ Major security-based swap participant<br>0 Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 7 GROVE STREET. SUITE 201 | | | | | | (No. and Street) | | | | TOPSFIELD | | MA | 01983 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | BRIAN WOODLAND | 978-887-5981 | BWOODLAND@HUNTWICKE. COM | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | LARRY D. LIBERFARB. PC | | | | | (Name - if individual, state last, first, and middle name) | | | | | 11 VANDERBILT AVENUE# 220 | NORWOOD | MA | 02062 | | (Address) | (City) | (State) | (Zip Code) | | 1/10/2006 | | 2560 | | | | | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and cir-cumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ # **OATH OR AFFIRMATION** | 1, Brian Woodland | swear (or affirm) t…Read the full text as markdown