STOCKSHIELD, LLC X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of STOCKSHIELD, LLC's X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: STOCKSHIELD, LLC
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0001432398-17-000003
• CIK: 1432398
• File #: 8-67877
• Material weakness: No
• Auditor: Breard & Associates, Inc. Certified Public Accountants
• Auditor location: Northridge, CA
• Contact: Brian Yolles
• Phone: 310-203-8844
• Signed by: Brian Yolles (CEO)

Document text (excerpt)

X-17A-5 0001432398 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N STOCKSHIELD, LLC 633 WEST FIFTH STREET, SUITE 2800 LOS ANGELES CA 90071 Brian Yolles 310-203-8844 Breard & Associates, Inc. Certified Public Accountants 9221 Corbin Avenue, Suite 170 Northridge CA 91324 Certified Public Accountant Brian Yolles STOCKSHIELD, LLC 12-31-2016 Brian Yolles CEO Y

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• X-17A-5 — 2020-09-28
• X-17A-5 — 2019-05-29
• X-17A-5 — 2018-05-22
• X-17A-5 — 2016-03-01
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-02-28
• X-17A-5 — 2012-02-21
• X-17A-5 — 2011-03-01

Original filing on SEC EDGAR (source of record)