Full text of K CAPITAL LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | Public | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>12 | | |--------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------|--|-------------------------|--------------------------------------------------------------------------------------------------------------------------|--| | ANNUAL REPORTS<br>FORM X-17A-5 | | | SEC FILE NUMBER | | | | | | | 8-67884 | | | | | PART III | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/23 | | | AND ENDING 12/31/23 | | | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: K Capital LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | Broker-dealer - D Security-based swap dealer - Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 805 3rd Ave. Floor 14 | | | | | | | | (No. and Street) | | | | | | New York | NY | | | 10022 | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Michael Brown | 404-303-8840 | | mobrown@bdsolutions.com | | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Spicer Jeffries LLP | | | | | | | | (Name - if individual, state last, first, and middle name)<br>4601 DTC Blvd., Suite 700 Denver | | CO | 80237 | | | (Address) | 10 (City) Could Cars Artist (City) (City) | | (State) | (Zip Code) | | | 10/20/03 70 1. 212 28 11 2011 11 11:20 10 | | | 349 | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 27 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ##…Read the full text as markdown