Full text of QUESTRADE USA INC.'s X-17A-5 filed 2026-02-24 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART Ill** 0 MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUM BER | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | |----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------|-----------------------------------------| | FILING FOR THE PERIOD BEGINNING O 1/01/2025 | | AND ENDING 12/3 | 1 /<br>2 0<br>2 5 | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM : Questrade USA, Inc. | | | | | TYPE OF REG ISTRANT {check all applicable boxes):<br>C!J Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | 5700 Yonge St. Suite 1900 | | | | | | (No. and Street ) | | | | North York | ON | | M2M 4K2 | | (City) | (Stat e) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Neal Hsieh | 416-227-7646 X 5983 | | nhsieh@questrade.com | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this f<br>KPMG LLP | | iling* | | | | (Name - if individual, state last, first, and middle name) | | | | 333 Bay St. Suite 4600 | Toronto | ON | M5H 2S5 | | (Address) | (City) | (State) | (Zip Code) | | | | 85 | | | | | | | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requ | ireme nt that t he annua l reports be covered by the reports of an independent public | | | accou ntant must be supported by a statement of facts and circu mstances relied on as t he basis of t he exempt ion. See 17 CFR 240.17a-S(e)(l )(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Edward Kholodenko | | swear…Read the full text as markdown