Full text of CTL SECURITIES LLC's X-17A-5 filed 2026-02-12 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** OMAP O l 0MB Numher. 3235-0113 Expires: Nov. 30, 2026 fstlmated average burden hours perr1!\$ponse: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SECFIL£ NUMBER | |----------------| | 8-67900 | | Information Required Pursuant to Rules 17a-5, 17a-12, and l8a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------|-------------------------------------------------------| | FILING FOR THE PERIOD BEGINNING _0_1_f_0_1 f_2_ | 5 ___<br>MM/DD/YY | AND ENDING _ | __<br>1_<br>2<br>1_f_2<br>_<br>_f3_<br>_5<br>MM/OO/YY | | | A. REGISTRANT lDENTIFICATION | | | | NAME OF FIRM: CTL Securities LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l!l Broker-dealer<br>□ Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | □ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 521 Fifth Ave.l 17th Floor | | | | | | (No. and Street) | | | | New York | NY | | 10175-1799 | | fCitv) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | {Name) | (Area Code-Telephone Number) | | {Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Goldman & Company, CPAs P .C. | | | | | | (Name - if individual, state last, first, and middle name) | | | | 3535 Roswell Rd., Ste 32 | Marietta | GA | 30062 | | (Address) | (City) | (State) | {Zip Code) | | (Oate of Registration with PCAOB){if applicable) | | | (PCAOB ReJ?istration Number if applicable) | | | FOR OFFIOAL USE ONLY | | | • Claims for exemption from the requirement that the annual reports be covered by the reports or an independent public accountant must be supported by a statement of facts and circumstances relie-d on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collectlon of Information contained In this form **are** not required to respond unless the form displays a currently valld 0MB control number. {1}------------------------------------------------ ### OA…Read the full text as markdown