Full text of BRIGHTCHOICE FINANCIAL, LLC's X-17A-5 filed 2021-12-29 (period 2021-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER **8 - 67910** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** | Fl LING FOR THE PERIOD BEGIN N ING ___ �l=l=/�0=l�/2=0�_AN D EN DING ____ l=0�/�3=1�/2=1�-- | | | | |------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|-----------------------------------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: BrightChoice Financial, LLC | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | □ Security-based swap dealer<br>0 Broker-dealer | | □ Major security-based swap participant | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 2019 Lombardy Ave, Suite 430 | | | | | | (No. and Street) | | | | Nashville | TN | | 37215 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Anthony Dia mos | (404) 536-6984 | | adiamos@bdcaonline.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing* | | | | | | | | | | Rubio CPA, PC | | | | | | (Name -if individual, state last, first, and middle name) | | | | 2727 Paces Ferry Rd SE, STE 2-1680 | Atlanta | Georgia | 30339 | | (Address) | (City) | (State) | (Zip Code) | | 05/05/2009 | | 3514 | | | (<br>te of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number. if applicable) | | | FOR OFFICIAL USE ONLY | | | | r | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii). if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless…Read the full text as markdown