Full text of DAWSON JAMES SECURITIES, INC.'s X-17A-5 filed 2026-04-08 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **DAWSON JAMES SECURITIES, INC** **Report Pursuant to Rule 17a**‑**5 Under the Securities Exchange Act of 1934** **December 31, 2025** {1}------------------------------------------------ | | SECURITIES AND EXCHANGE COMMISSION | Washington, D.C. 20549 | | Expires: Nov. 30, 2026<br>Estimated average burden | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------|------------|----------------------------------------------------| | | | | | hours per response:<br>12 | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-66367 | | | | PART III | | | | | | FACING PAGE | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING | | 01/01/25 | AND ENDING | 12/31/25 | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Dawson James Securities, Inc | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>E Broker-dealer Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 2700 North Military Trail, Suite 100 | | | | | | | | (No. and Street) | | | | Boca Raton | | = | | 33431 | | (City) | | (State) | | (Zip Code) | | | | | | | | | | | | | | | | 561-208-2912 | | gstice@dawsonjames.com | | | (Area Code - Telephone Number) | | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | 27612<br>NC | | | (City) | | (State) | (Zip Code) | | | | | 677 | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Gene Stice<br>(Name)<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Cherry Bekaert LLP<br>3800 Glenwood Avenue, Suite 900 Raleigh<br>(Address)<br>October 20, 2003<br>(Date of Registration with PCAOB)(if applicable) | | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | {2}------------------------------------------------ | Gene…Read the full text as markdown