Full text of ARMORY SECURITIES, LLC's X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### OATH OR AFFIRMATION | I, | | , swear (or affirm) that, to the best of<br>Eben Perlson | |------------------|-----|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of | | | | , as<br>Armory Securities, LLC | | of | | , are true and correct. I further swear (or affirm)<br>December 31, 2020<br>that neither the company nor any partner, proprietor, principal officer, or director bas any proprietary interest in any account<br>classified solely as that of a customer, except as follows: | | | | | | | | Signature | | | | | | | | Chief Executive Officer<br>Title | | | | a-tiJLdeJ u.4tf,cdi. ·<br>P{el[Se,, ~ee-<br>Notary Public | | | | This report** contains (check all applicable boxes): | | CD (a)<br>CD (b) | | Facing page. | | [I] | | Statement of Financial Condition. | | | (c) | Statement oflncome (Loss) or, if there is other comprehensive income in the period(s) presented, a Statement<br>of Comprehensive IJ1come (as defined in §21 OJ-02 of Regulation S-X). | | DJ | (d) | Statement of Changes in Financial Condition | | DJ | (e) | Statement of Changes in Stockholders' Equity or Panners' or Sole Proprietor's Capital. | | C:::J | (f) | Statement of Changes in Liabilities Subordinated to Claims of General Creditors. | | DJ | (g) | Computation of Net Capital | | DJ | (h) | Computation for determination of reserve requirements pursuant to Rule l 5c3-3. | | DJ | (i) | Information Relating to the Possession or Control Requirements for Brokers and Dealers Under Ruic 15c3-3. | | C:::J | (j) | A Reconciliation, including appropriate explanation, of the Computation or Net Capital Under Rule 15c3-l and the<br>Computation for Detennination of the Reserve Requirements Under Exhibit A of Rule l5c3-3. | | C:::J | (k) | A reconciliation between the audited and unaudited Statements of Financial Condition with respect to methods of<br>consolidation. | | | (l) | An Oath or AfT1.rmation. | | | (m) | A copy of the SIPC Supplemental Report. | | | (n) | Exemption Report | \*\* *For conditions ofco11fide11tial treatment of certain portions of this.filing, see section 240. f7a-5(e}(3).* {1}------------…Read the full text as markdown