SALIENT CAPITAL L.P. X-17A-5 (2021-02-25) — Broker-dealer annual report

Full text of SALIENT CAPITAL L.P.'s X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # Salient Capital, L.P. Statement of Financial Condition and Report of Independent Registered Public Accounting Firm December 31, 2020 (This report is deemed public in accordance with rule 17a-5 (e)(3)) {1}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** **OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, <sup>2023</sup> Estimated average burden** **<sup>8</sup>** 67938 - **SEC RLE NUMBER** ## **hoursperresponse..—12.00 ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** 01**/**01/20 12/31/20 REPORT FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF BROKER-DEALER: Salient Capital, LLP **OFFICIAL USE ONLY** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) **FIRM I.D. NO.** 4265 San Felipe, 8th Floor, Houston, TX. 77027 (No. and Street) (City) (State) (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Laura Lang 310-441-2300 ## **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* Weaver and Tidwell, LLP | | (Name -<br>if individual, state last, first, middle name ) | | | |-----------------------------------------------|------------------------------------------------------------|---------|------------| | Plaza,<br>Greenway<br>24<br>Suite<br>1800 | Houston | TX | 77406 | | (Address) | (City) | (State) | (Zip Code) | | ONE:<br>CHECK | | | | | Accountant<br>Certified<br>Public | | | | | Public<br>Accountant | | | | | Accountant<br>not<br>resident<br>United<br>in | possessions.<br>its<br>States<br>or<br>any<br>of | | | | | | | | \**Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the coitection of information containedinthisform are notrequiredto respond SEC 1410 (11 unlesstheform displays <sup>a</sup> currently validOMBcontrolnumber.** | | -05) | |--|------| |--|------| (Area Code -Telephone Number) {2}------------------------------------------------ ## OATH OR AFFIRMATION | Laura<br>Lang<br>i | that…

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