MIRAE ASSET WEALTH MANAGEMENT (USA) INC. X-17A-5 (2020-03-16) — Broker-dealer annual report

Full text of MIRAE ASSET WEALTH MANAGEMENT (USA) INC.'s X-17A-5 filed 2020-03-16 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: MIRAE ASSET WEALTH MANAGEMENT (USA) INC.
• Form: X-17A-5
• Filed: 2020-03-16
• Period: 2019-12-31
• Accession: 0001440241-20-000002
• CIK: 1440241
• File #: 8-67945
• Material weakness: No
• Auditor: Grant Thornton LLP
• Auditor location: Newport Beach, CA
• Contact: Charles Lim
• Phone: 2132623802
• Signed by: Youn Kwang Woo (Chief Executive Officer)

Document text (excerpt)

X-17A-5 0001440241 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N MIRAE ASSET WEALTH MANAGEMENT (USA) INC. 3701 WILSHIRE BLVD. SUITE 101 LOS ANGELES CA 90010 Charles Lim 2132623802 Grant Thornton LLP 4695 MacArthur Court Suite 1600 Newport Beach CA 92660 Certified Public Accountant Youn Kwang Woo MIRAE ASSET WEALTH MANAGEMENT (USA) INC. 12-31-2019 Youn Kwang Woo Chief Executive Officer Y

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Other filings by this registrant

• X-17A-5 — 2022-03-31
• X-17A-5 — 2021-03-31
• X-17A-5 — 2019-03-22
• X-17A-5 — 2018-03-05
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-05-29
• X-17A-5 — 2012-05-29
• X-17A-5 — 2011-05-31
• X-17A-5 — 2010-05-28

Original filing on SEC EDGAR (source of record)