EAST WIND SECURITIES, LLC X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of EAST WIND SECURITIES, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: EAST WIND SECURITIES, LLC
• Form: X-17A-5
• Filed: 2020-03-02
• Period: 2019-12-31
• Accession: 0001440654-20-000002
• CIK: 1440654
• File #: 8-67955
• Material weakness: No
• Auditor: Adeptus Partners, LLC
• Auditor location: New York, NY
• Contact: Steven Singer
• Phone: 561-784-8922
• Signed by: Joshua Schwartz (Managing Partner)

Document text (excerpt)

X-17A-5 0001440654 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N EAST WIND SECURITIES, LLC 810 Seventh Avenue 35TH FLOOR NEW YORK NY 10019 Steven Singer 561-784-8922 Adeptus Partners, LLC 6 East 45th Street New York NY 10017 Certified Public Accountant Joshua Schwartz EAST WIND SECURITIES, LLC 12-31-2019 No exceptions Joshua Schwartz Managing Partner Y

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