# SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC. X-17A-5 (2018-03-01) — Broker-dealer annual report

- Company: SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
- Form: X-17A-5
- Filed: 2018-03-01
- Period: 2017-12-31
- Accession: 0001440656-18-000003
- CIK: 1440656
- File #: 8-67957
- Material weakness: No
- Auditor: RSM US LLP
- Auditor location: Stamford, CT
- Contact: Alicia Noyes
- Phone: 8607244504
- Signed by: Peter Lahaie (SVP, Fin-Op)

Original filing: https://www.sec.gov/Archives/edgar/data/1440656/000144065618000003/newcon2017.pdf

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X-17A-5

 0001440656
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2017
 12-31-2017
 Broker-dealer
 N

 SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.

 190 TRUMBULL STREET
 SUITE 301
 HARTFORD
 CT
 06103

 Alicia Noyes
 8607244504

 RSM US LLP

 200 Elm Street
 Stamford
 CT
 06902

 Certified Public Accountant

 Peter Lahaie
 SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
 12-31-2017
 Peter Lahaie
 SVP, Fin-Op
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.