# SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC. X-17A-5/A (2019-02-28) — Broker-dealer annual report

- Company: SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
- Form: X-17A-5/A
- Filed: 2019-02-28
- Period: 2018-12-31
- Accession: 0001440656-19-000002
- CIK: 1440656
- File #: 8-67957
- Material weakness: No
- Auditor: RSM US LLP
- Auditor location: Stamford, CT
- Contact: Alicia Noyes
- Phone: 860-724-4504
- Signed by: Mitchell Leidner (CFO)

Original filing: https://www.sec.gov/Archives/edgar/data/1440656/000144065619000002/LongReportFinalEdgar2.pdf

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X-17A-5/A

 0001440656
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.

 190 TRUMBULL STREET
 SUITE 301
 HARTFORD
 CT
 06103

 Alicia Noyes
 860-724-4504

 RSM US LLP

 200 Elm Street
 2nd Floor
 Stamford
 CT
 06902

 Certified Public Accountant

 Mitchell Leidner
 SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
 12-31-2018
 Mitchell Leidner
 CFO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.