# RGM SECURITIES, LLC X-17A-5 (2017-02-28) — Broker-dealer annual report

- Company: RGM SECURITIES, LLC
- Form: X-17A-5
- Filed: 2017-02-28
- Period: 2016-12-31
- Accession: 0001441455-17-000003
- CIK: 1441455
- File #: 8-67964
- Material weakness: No
- Auditor: EisnerAmper LLP
- Auditor location: New York, NY
- Contact: Scott A. Fowler
- Phone: 5128075309
- Signed by: Scott A. Fowler (Chief Financial Officer and Treasurer)

Original filing: https://www.sec.gov/Archives/edgar/data/1441455/000144145517000003/rgmpublic.pdf

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X-17A-5

 0001441455
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 RGM SECURITIES, LLC

 221 WEST 6TH STREET
 SUITE 1510
 AUSTIN
 TX
 78701

 Scott A. Fowler
 5128075309

 EisnerAmper LLP

 750 Third Avenue
 New York
 NY
 10017

 Certified Public Accountant

 Scott A. Fowler
 RGM SECURITIES, LLC
 02-24-2017
 N/A
 /s/ Scott A. Fowler
 Chief Financial Officer and Treasurer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.