# UCAP SECURITIES LLC X-17A-5 (2019-03-01) — Broker-dealer annual report

- Company: UCAP SECURITIES LLC
- Form: X-17A-5
- Filed: 2019-03-01
- Period: 2018-12-31
- Accession: 0001441456-19-000013
- CIK: 1622850
- File #: 8-69543
- Material weakness: No
- Auditor: Monroe J. Chalmers CPA, PC
- Auditor location: St. James, NY
- Contact: David Wasitowski
- Phone: 646-809-3600
- Signed by: David Wasitowski (CEO)

Original filing: https://www.sec.gov/Archives/edgar/data/1622850/000144145619000013/UCAP2018Audit.pdf

---

X-17A-5

 0001622850
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 UCAP SECURITIES LLC

 275 MADISON AVE FL 38
 NEW YORK
 NY
 10016

 David Wasitowski
 646-809-3600

 Monroe J. Chalmers CPA, PC

 2 Hartsdale St.
 St. James
 NY
 11780

 Certified Public Accountant

 David Wasitowski
 UCAP SECURITIES LLC
 12-31-2018
 None
 David Wasitowski
 CEO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.