Full text of E.K. WALLACE SECURITIES LLC's X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **To whom it May Concern:** # According to the SEC COVID 19 updates 061820 https://www.sec.gov/tm/paper-submission-reguirements-covid-19-updates-061820 - 1) The Firm signed the enclosed document electronically with a system in place that indicates the date and time when the signature was executed. - 2) The Firm was not able to obtain the required notarization due to difficulties arising from COVID-19 and, therefore, is making the enclosed filing without a notarization. - 3) The Firm is notifying its designated examining authority in writing by filing this notice with the enclosed document via the FINRA filing system and if applicable the SEC Edgar filing system. llJVU:ftW~ CEO Name, Title {1}------------------------------------------------ # **citnx I RightSignature** ### **SIGNATURE CERTIFICATE** #### **TRANSACTION DETAILS** **Reference Number** 98028BCB-A2B2-4389-B881-5DB7B64AFF94 **Transaction Type** Signature Request **Sent At** 02/19/2021 09:31 EST **Executed At** 02/23/2021 18: 11 EST **Identity Method** email **Distribution Method** email **Signed Checksum** ### **Signer Sequencing** Disabled **Document Passcode** Disabled ## **SIGNERS** **SIGNER Name** Rett Wallace **Email** rett@ekwsllc.com **Components** 2 **E-SIGNATURE Status** signed **Multi-factor Digital Fingerprint Checksum IP Address** 135. 84.167.43 **Device** Chrome via Mac **Typed Signature** llJVUft wa,lltuA, **Signature Reference ID** AEBC0ABA #### **EVENTS** **Viewed At** 02/23/2021 18: 11 EST **Identity Authenticated At** 02/23/2021 18: 11 EST **Signed At** 02/23/2021 18: 11 EST ## **AUDITS** | TIMESTAMP | AUDIT | |-----------------------|------------------------------------------------------------------------------------------------------------------------------------------------| | 02/19/2021 09:31 EST | financials - (cmcfinancials@foreside.com) created document 'covigl9_notarize_notification.docx' on Chrome via Windows<br>from 38.104. 253.154. | | 02/19/2021 09:31 EST | Rett Wallace (rett@ekwsllc.com) was emailed a link to sign. | | 02/23/2021 11:24 EST | Rett Wallace (rett@ekwsllc.com) was emailed a reminder. | | 02/23/2021 18:01 EST | Rett Wallace (rett@ekwsllc.com) was emailed a reminder. | | 02/23/2021 18: 11 EST | Rett Wallace (rett@ekwsllc.com) viewed the document on Chrome via Mac from 135.84.167.43. | | 02/23/2021 18: 11 EST | Rett Wallace (rett@ekwsllc.com) authenticated via email on Chrome via Mac from 135.84.167.43.…Read the full text as markdown