Full text of TELSEY ADVISORY GROUP LLC's X-17A-5 filed 2019-02-22 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ### **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31 , 2020 Estimated average burden hours per response ... . . . 12.00 | SEC FILE NUMBER | |-----------------| | 8-8-67988 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING0 | 1 /01/2018 | AND ENDING 12/31/2018 | | | |----------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------|--------------------------------|--| | | MM/DD/YY | | M M/0 0/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: TELSEY ADVISORY GROUP LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>555 5TH AVE | | FIRM I.D. NO. | | | | | (No. and Street) | | | | | INEV/ii/~K | | | 10017 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>LEIGH EKSTEIN | | | 212.584.4604 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | EISNERAMPER LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 750 THIRD AVE | NEW YORK | NY | 10017 | | | (Address) | (City) | (S tate) | (Zip Code) | | | CHECK ONE: | | | | | | I<br>✓<br>certified Public Accountant | | | | | | Public Accountant | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | *Claims fo r exemption from the requirement that the annual report be covered by the opinion of an independent public accountant | | | | | *must be supported by a statement of f acts and circumstances relied on as the basis for the exemption. See Section 2 40.17 a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11 -05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, LEIGH EKSTEIN , swear ( or affi…Read the full text as markdown