Full text of INVESTX MARKETS LLC's X-17A-5 filed 2026-04-02 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ InvestX Markets LLC Report Pursuant to Rule 17a-5 (d) Financial Statements For the Year Ended December 31, 202 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>12 | | | SEC FILE NUMBER | |-----------------| | 8-67996 | MM/DD/YY FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/24 MM/DD/YY AND ENDING 12/31/24 A. REGISTRANT IDENTIFICATION ## NAME OF FIRM: INVESTX MARKETS LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer | | Security-based swap dealer | | Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 19 FULTON STREET SUITE 300 | | (No. and Street) | | |----------|------------------|------------| | NEW YORK | NY | 10038 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING | 212-390-9270 | | |--------------|--| | | | (Name) (Area Code - Telephone Number) (Email Address) dan.sanders@investx.com ### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ### DCPA | 2121 Avenue of the Stars #800 Century City | | | California 90067 | |--------------------------------------------------|-----------------------|--------------------------------------------|------------------| | (Address) | (City) | (State) | (Zip Code) | | 9/15/2020 | | 6567 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ ### OATH OR AFFIRMATION I, Daniel T. Sanders swear…Read the full text as markdown