# EM SECURITIES LLC X-17A-5 (2017-12-13) — Broker-dealer annual report

- Company: EM SECURITIES LLC
- Form: X-17A-5
- Filed: 2017-12-13
- Period: 2017-09-30
- Accession: 0001443552-17-000002
- CIK: 1443552
- File #: 8-67997
- Material weakness: No
- Auditor: WithumSmith Brown, PC
- Auditor location: Whippany, NJ
- Contact: Kathy Efrem
- Phone: 212-897-1686
- Signed by: Robert Stanley (CEO)

Original filing: https://www.sec.gov/Archives/edgar/data/1443552/000144355217000002/EMSecuritiesLLC2017SOFCFINAL.pdf

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X-17A-5

 0001443552
 XXXXXXXX

 LIVE

 false
 false
 false

 10-01-2016
 09-30-2017
 Broker-dealer
 N

 EM SECURITIES LLC

 EVOLUTION MEDIA CAPITAL
 405 LEXINGTON AVENUE, 19TH FLOOR
 NEW YORK
 NY
 10174

 Kathy Efrem
 212-897-1686

 WithumSmith Brown, PC

 200 Jefferson Park
 Suite 400
 Whippany
 NJ
 07981

 Certified Public Accountant

 Robert Stanley
 EM SECURITIES LLC
 09-30-2017
 Robert Stanley
 CEO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.