Full text of WORDEN CAPITAL MANAGEMENT LLC's X-17A-5 filed 2021-03-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **WORDEN CAPITAL MANAGEMENT LLC** Financial Statement of Condition December 31, 2020 {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | OMB APPROVAL SEC FILE NUMBER 868010 Expires: October 31, 2023 Estimated average burden hours per response . . . . 12.00 8 - 3235-0123 OMB Number: #### ANNUAL AUDITED REPORT FORM X-17A-5 PART III | FACING PAGE | |---------------------------------------------------------------------------| | Information Required of Brokers and Dealers Pursuant to Section 17 of the | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | REPORT FOR THE PERIOD BEGINNING | 01/01/2020 | AND ENDING | 12/31/2020 | | |--------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|---------------|------------------------------|--| | | MM/DD/YYYYY | | MM/DD/YYYYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | | | | | Worden Capital Management LLC | | | OFFICIAL USE ONLY | | | | | | FIRM ID. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 100 Ring Road West Suite 210 | | | | | Garden City | NY | | 11530 | | | (City) | (Sizic) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Gregory Bodkin | | | 516-439-4192 | | | | | | (Area Code -- Telephone No.) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report® | | | | | | | | | | | | | DePietto CPA PC | | | | | | (Name - if individual. state last. first. middle name ) | | | | | 1981 Marcus Avenue Suite C100<br>(Address) | Lake Success<br>(City) | NY<br>(State) | 11042<br>(Zip Code) | | | CHECK ONE:<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possession! | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant nust be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). > Potential persons who are to respond to the collection of information contained in t…Read the full text as markdown