Full text of EXECUTION ACCESS, LLC's X-17A-5 filed 2022-03-16 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Execution Access, LLC** (SEC 1.0. No. 8-68021) STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2021 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Filed pursuant to Rule 17a-S(e)(3) under the Securities Exchange Act of 1934 as a **PUBLIC** DOCUMENT {1}------------------------------------------------ | | PUBLIC | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------|--------------------------------------------------------------------------------------------------------------------------| | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct_ 31, 2023<br>Estimated average burden<br>hours per response:<br>12 | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | | | | PART Ill | | 8-68021 | | FILING FOR THE PERIOD BEGINNING 01/01/21 | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>--------- | AND ENDING 12/31/21 | ---------- | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Execution Access, LLC<br>lYPE OF REGISTRANT (check all applicable boxes):<br>C1 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>1177 Avenue of the Americas<br>New York<br>(City)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Richard J. Cotter | □ Security-based swap dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>(No. and Street)<br>NY<br>(State)<br>646-484-2929 | | □ Major security-based swap participant<br>10036<br>(Zip Code)<br>cotter@dealerweb.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | Deloitte & Touche LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | 30 Rockefeller Plaza<br>New York | | NY | 10112-0015 | | (Address) | (City) | (State) | (Zip Code) | |…Read the full text as markdown