Full text of RAINMAKERS PARTNERS, LLC's X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITEDSTA'IES | | | 0MB APPROVAL | |---------------------------------------------------------------------------|---------------------------------------------------------------------------|-----------------------|--------------------------|----------------------------------------------------------| | | SECURITIESANDEXCHANGECOMMISSION | | 0MB Number:<br>3235-0123 | | | | Washington,D.C. 20549 | | Expires: | October 31, 2023 | | | | | | Estimated average burden<br>hours per response •.• 12.00 | | | ANNUAL AUDITED REPORT | | | | | | FORM X-17A-5 | | | SEC FILE NUMBER | | | PART Ill | | | s68026 | | | | | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | FACING PAGE<br>Securities Excb.ange Act of 1934 and Rule 17a-5 Thereunder | | | | | REPORT FOR THE PERIOD BEGINNING 1/1/2020 | | AND ENDING 12/31/2020 | | | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Rainmakers Partners, LLC | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | One Sansome Street, Suite 3500 | | | | | | | (No. and Street) | | | | | | | | 94104 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | | | | | | | | (Area Code -Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Rubio CPA, PC | | | | | | | (Name - if individual, state last,first, middle name) | | | | | 2727 Paces Ferry Rd SE, Ste 2-1680 | Atlanta | GA | | 30339 | | (Address) | (City) | (State) | | (Zip Code) | | CHECK ONE: | | | | | | IV I<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | I | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2}* SEC 1410 (11-05) **Potential persons who are to .respond to the collection of· information contained in this form are not required to respond unles~theform displays a currently valid 0MB control number •** . · {1}---------------------------------…Read the full text as markdown