Full text of SPIDERROCK EXS, LLC's X-17A-5 filed 2026-02-20 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **SpiderRock EXS LLC** Statement of Financial Condition and Accompanying Notes Available for Public Inspection December 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 M PPROVAL OMB Number. 32350123 Expires: Nov. 30, 2026 Estimated average burden hours per response: <sup>12</sup> ## ANNUAL REPORTS FORM X-17A-5 PART Ill | SEC FILE NUMBER | | |-----------------|--| | 8-68062 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR 01/01/2025 THE PERIOD BEGINNING 12/31/2025 AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION ## NAME OF FIRM: Spider Rock EXS LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer Ü Security-based swap dealer Ü Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.o. box no.) | Riverside<br>300<br>South<br>Suite<br>Plaza,<br>2350 | | | | |---------------------------------------------------------------|------------------------------------------------|---------------------------------|--| | | (No. and Street) | | | | Chicago | Illinois | 60606 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT | WITH REGARD TO THIS FILING | | | | Charmaine<br>Morton | 312-256-9605 | charmaine.morton@spiderrock.net | | | (Name) | — Telephone Number)<br>(Area Code | (Email Address) | | | | B. ACCOUNTANT<br>IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT | whose reports are<br>contained in this filing* | | | | Juraska<br>Ryan<br>&<br>LLP, | Public<br>Certified | Accountants | | | if individual, state last, first, and middle name)<br>(Name — | | | | | 141 West Jackson Boulevard, Suite 2250 | | Illinois<br>60604 | | | | | | | | (Address) | (City) | (State) | (Zip Code) | | |--------------------------------------------------|--------------------------|------------------------------------------|------------|--| | 03/24/2009 | | 3407 | | | | (Date of Registration with PCAOB if a<br>licable | | PCAOB Registration Number, if applicable | | | | | FOR OFFICIAL<br>USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the…Read the full text as markdown