Full text of SAWAYA PARTNERS SECURITIES, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED TATES SE URITIE ANDE CHANGE OMMIS ION Washington D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31 , 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | SEC FILE NUMBER | |-----------------| | | | 8-68076 | **FACING PAGE** Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder | ----<br>AND ENDI G 12/31/2020<br>-<br>MM/DD /Y Y<br>A. REGISTRANT IDENTIFICATION<br>AME OF BROK.ER-DEALER: SAWAYA PARTNERS SECURITIES LLC<br>ES : (Do not use P.O. Box<br>o.) | MM/DD/VY<br>OFFICIAL USE ONLY<br>FIRM I.D. NO. | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | (No. and Street) | | | | 10019 | | | (Zip Code) | | | | | | 646-930-1906<br>(Area Code - Telephone Number) | | | | | | | | | 11797 | | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | NY<br>(State)<br>TO CO TACT I<br>REGARD TO THIS REPORT<br>B. ACCOUNTANT IDE TIFICATIO<br>I DEPENDE T PUBLIC ACCOUNT A T whose opinion is contained in this Report*<br>RSGNC&S CERTIFITED PUBLIC ACCOUNTANT PPL<br>( ame - I/individual, state /c1s1, first. middle name)<br>WOODBURY<br>NY<br>( tate)<br>tate or any of its possessions.<br>FOR OFFICIAL USE ONLY | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. l 7a-5(e}(2}* > Potential persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, \_M\_I\_C\_H\_A\_E\_L\_T\_M\_A\_R\_R\_O\_N\_E \_\_\_\_\_\_ \_\_\_\_\_\_ \_\_\_ \_\_\_ \_ \_ , swear (or affirm) that, to…Read the full text as markdown