Full text of MILLBURN RIDGEFIELD CORPORATION's X-17A-5 filed 2020-03-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: "VHVTU Estimated average burden hours per response.. . . . . 12.00 **8-** SEC FILE NUMBER 68078 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|--------------------------------|--|--|--|--| | 01/01/19<br>REPORT FOR THE PERIOD BEGINNING______________________________ AND ENDING______________________________ | 12/31/19 | | | | | | | | | MM/DD/YY | | | | | | | | A. | REGISTRANT IDENTIFICATION | | | | | | | | Millburn<br>NAME OF BROKER-DEALER: | Ridgefield<br>Corporation | and<br>Subsidiary | OFFICIAL USE ONLY | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM I.D. NO. | | | | | | | | 55<br>West<br>46th<br>Street<br>31st<br>Floor<br>___________________________________________________________________________________________________________________ | | | | | | | | | | (No. and Street) | | | | | | | | New<br>York | 10036<br>NY<br>_____________________________________________________________________________________________________________________ | | | | | | | | (City) | (State) | | (Zip Code) | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>_____________________________________________________________________________________________________________________<br>Ilon Wu | | 212-332-7338 | | | | | | | | | | (Area Code – Telephone Number) | | | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | CohnReznick<br>LLP<br>_____________________________________________________________________________________________________________________ | | | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | | | | 1…Read the full text as markdown