Full text of SIKICH CORPORATE FINANCE LLC's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden SEC FILE NUMBER 68096 **8-** # hours per response.. . . . . 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | 12/31/2020 | AND ENDING______________________________<br>MM/DD/YY | |------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | OFFICIAL USE ONLY | | | FIRM I.D. NO. | | | ___________________________________________________________________________________________________________________ | | | | | 60563<br>___________________________________________________________________________________________ | __________________________ | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | _____________________________________________________________________________________________________________________ | | | (Area Code – Telephone Number) | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | _____________________________________________________________________________________________________________________ | | (Name – if individual, state last, first, middle name) | | | IL | 60604<br>_____________________________________________________________________________________________________________________ | | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are not required to respond** SEC 1410 (11-05) **unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | Barry Stark | I, ___________________________________________________________________________<br>, sw<br>ear (or affirm) that, to the…Read the full text as markdown