Full text of DCF, LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Form X-17A-5 Filer Information #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III OMB APPROVAL OMB Number: 3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 FORM X-17A-5 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ## X-17A-5: Filer Information | Filer CIK | | |--------------------------------------------------------------------------------|--------------------| | | 0001451610 | | Filer CCC | qG\$YjJ5f | | Is this a LIVE or TEST Filing? | LIVE<br>TEST | | Would you like a Return Copy? | Π | | Is this an electronic copy of an official<br>filing submitted in paper format? | Γ | | Confirming Broker Dealer Copy File<br>Number | | | Confirming Security-Based Swap Entity<br>Copy File Number | | | Submission Contact Information | | | Name | J. Thomas Decosimo | | Phone | 4239913680 | | E-Mail Address | tom@decosimo.com | | Notification Information | | | Notify via Filing Website only? | Π | | Notification E-mail Address | tom@decosimo.com | ### X-17A-5: Submission Information | Report for the Period Beginning | 01-01-2025 | | | |---------------------------------|------------------------|-------------------------------|------------------------------------------| | and Ending | 12-31-2025 | | | | Type of Registrant | Broker-dealer | Security-based swap<br>dealer | Major security-based swap<br>participant | | | OTC derivatives dealer | | | Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes a No # X-17A-5: A. Registrant Identification Name of Firm DCF. LLC | Address of Principal Place of Business (Do<br>not use P.O. Box No.) | | | | |---------------------------------------------------------------------|--------------------|--|--| | Address 1 | 1629 MARKET STREET | | | | Address 2 | SUITE 120 | | | | City | CHATTANOOGA | | | | State/Country | TENNESSEE | | | {1}------------------------------------------------ | Mailing Zip/ Portal Code | | 37402 | |-------------------------------------------------------------------------|--|--------------------| | Name and Telephone Number of Person to Contact in Regard to this Report | | | | Name | | J. Thomas Decosimo | | Telephone Number | | 4239913680 | # X-17A-5: В. Ассountant ldentificati…Read the full text as markdown