# ROCKFLEET FINANCIAL SERVICES, INC. X-17A-5 (2017-06-06) — Broker-dealer annual report

- Company: ROCKFLEET FINANCIAL SERVICES, INC.
- Form: X-17A-5
- Filed: 2017-06-06
- Period: 2017-03-31
- Accession: 0001453721-17-000005
- CIK: 1453721
- File #: 8-68139
- Material weakness: No
- Auditor: Remus, Michael T
- Auditor location: Hamilton, NJ
- Contact: Catherine M Corrigan
- Phone: 212-257-2205
- Signed by: Catherine M Corrigan (President & CEO)

Original filing: https://www.sec.gov/Archives/edgar/data/1453721/000145372117000005/rockfleet-33117public.pdf

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X-17A-5

 0001453721
 XXXXXXXX

 LIVE

 true
 false
 true

 04-01-2016
 03-31-2017
 Broker-dealer
 N

 ROCKFLEET FINANCIAL SERVICES, INC.

 64-66 GLENEIDA AVE
 SUITE 204
 CARMEL
 NY
 10512

 Catherine M Corrigan
 212-257-2205

 Remus, Michael T

 100 Horizon Center Blvd
 Hamilton
 NJ
 08691

 Certified Public Accountant

 Catherine M Corrigan
 ROCKFLEET FINANCIAL SERVICES, INC.
 03-31-2017
 No exceptions
 Catherine M Corrigan
 President & CEO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.