# ROCKFLEET FINANCIAL SERVICES, INC. X-17A-5 (2018-05-30) — Broker-dealer annual report

- Company: ROCKFLEET FINANCIAL SERVICES, INC.
- Form: X-17A-5
- Filed: 2018-05-30
- Period: 2018-03-31
- Accession: 0001453721-18-000003
- CIK: 1453721
- File #: 8-68139
- Material weakness: No
- Auditor: MICHAEL T REMUS CPA
- Auditor location: HAMILTON, NJ
- Contact: CATHERINE M CORRIGAN
- Phone: 2122572205
- Signed by: CATHERINE M CORRIGAN (PRESIDENT & CEO)

Original filing: https://www.sec.gov/Archives/edgar/data/1453721/000145372118000003/rfspublic1.pdf

---

X-17A-5

 0001453721
 XXXXXXXX

 LIVE

 true
 false
 true

 04-01-2017
 03-31-2018
 Broker-dealer
 N

 ROCKFLEET FINANCIAL SERVICES, INC.

 25 SPRING STREET
 SUITE 303
 OSSINING
 NY
 10562

 CATHERINE M CORRIGAN
 2122572205

 MICHAEL T REMUS CPA

 2663 NOTTINGHAM WAY
 HAMILTON
 NJ
 08690

 Certified Public Accountant

 CATHERINE M CORRIGAN
 ROCKFLEET FINANCIAL SERVICES, INC.
 03-31-2018
 NONE
 CATHERINE M CORRIGAN
 PRESIDENT & CEO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.