# ROCKFLEET FINANCIAL SERVICES, INC. X-17A-5 (2019-06-13) — Broker-dealer annual report

- Company: ROCKFLEET FINANCIAL SERVICES, INC.
- Form: X-17A-5
- Filed: 2019-06-13
- Period: 2019-03-31
- Accession: 0001453721-19-000002
- CIK: 1453721
- File #: 8-68139
- Material weakness: No
- Auditor: Michael T Remus, CPA
- Auditor location: Hamilton, NJ
- Contact: Catherine M Corrigan
- Phone: 2122572205
- Signed by: Catherine M Corrigan (President & CEO)

Original filing: https://www.sec.gov/Archives/edgar/data/1453721/000145372119000002/Financials.-2019_Publip.pdf

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X-17A-5

 0001453721
 XXXXXXXX

 LIVE

 true
 false
 false

 04-01-2018
 03-31-2019
 Broker-dealer
 N

 ROCKFLEET FINANCIAL SERVICES, INC.

 25 SPRING STREET
 SUITE 303
 OSSINING
 NY
 10562

 Catherine M Corrigan
 2122572205

 Michael T Remus, CPA

 108 Robin Drive
 Hamilton
 NJ
 08619

 Certified Public Accountant

 Catherine M Corrigan
 ROCKFLEET FINANCIAL SERVICES, INC.
 03-31-2019
 NONE
 Catherine M Corrigan
 President & CEO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.