Full text of KELSON CAPITAL LLC's X-17A-5 filed 2021-09-28 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # KELSON CAPITAL, LLC #### Statement of Financial Condition Including Report of Independent Registered Public Accounting Firm As of June 30, 2021 {1}------------------------------------------------ | | UNITED STATES | | |------------------------|---------------|------------------------------------| | | | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | | | | | OMB APPROVAL | | |--------------------------|--------------|------------------| | OMB Number: | | 3235-0123 | | Expires: | | October 31, 2023 | | Estimated average burden | | | | Hours per response | | 12.00 | | | | | SEC FILE NUMBER 68147 8- # ANNUAL AUDITED REPORT FORM X-17A-5 # PART III #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | 07/01/20 | AND ENDING | 06/30/21 | |--------------------------------------------------------------------------|---------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | MM/DD/YY | | MM/DD/YY | | | | | | | | OFFICIAL USE ONLY | | | | FIRM I.D. NO. | | | | | | | | | | (No. and Street) | | | | | | 10006 | | | | (Zip Code) | | | | | | | 212-616-0169 | | | | | | | | | (Area Code - Telephone Number) | | B. ACCOUNTANT DESTIFCATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | | | Tinley Park<br>(City) | IL<br>(State) | 60423<br>(Zip Code) | | | | | | | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | FOR OFFICIAL USE ONLY | | | | | NY<br>(State) | A. RECISTRANT DENTITIONNICATION<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2). > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (06-02) {2}-----------------------------------------…Read the full text as markdown