Full text of OASIS PRO MARKETS LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **OASIS PRO MARKETS LLC** # **STATEMENT OF FINANCIAL CONDITION** **DECEMBER 31, 2021** {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235·0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMBER | | 8-68164 | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill #### **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|------------------------------------| | FILING FOR THE PERIOD BEGINNING _0_1_/_0_1_/2_0_2_1 __ | | AND ENDING _1_2_/3_1 /_2_0_2_1 | __ | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: _O_a_s_is_P_ro_M_a_rk_e_t_s_L_L_C | | ____________ | _ | | TYPE OF REGISTRANT (check all applicable boxes):<br>I!! Broker-dealer | D Security-based swap dealer | D Major security-based swap participant | | | D Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 1 Thorndal Circle | | | | | | (No. and Street) | | | | Darien | CT | | 06820 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Pat Lavecchia | 203-247-6700 | | pat@oasispromarkets.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>RSM US LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 4 Times Square, 151 West 42nd St New York | | NY | 10036 | | (Address) | (City) | (State) | (Zip Code) | | 9/24/2003 | | 49 | | | Ir<br>o< ""'°" "'" '°'°'11" | ,.,<<ab"i R>R OFF<CIAL USE ONLY | | I""°' "'""'"'" ,,m_.,, • ao,Uab•l1 | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>CFR 240.17a-S(e)(l)(ii),…Read the full text as markdown