Full text of SNOWDEN ACCOUNT SERVICES LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ... 12.00 8-68188 SEC FILE NUMBER | ANNUAL AUDITED REPORT | | |-----------------------|--| | FORM X-17A-5 | | | PART III | | #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | _ | ___:::0::11-"-0.:.:11,18::.-<br>MM/DD/YY | __<br>AND ENDING | 12/31/18<br>MM/DD/YY | |---------------------------------------------------------------------------|---------------------------------------------------|--------------------------------------------------------|------------------|-----------------------------------| | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-<br>DEALER: | | | | | | Snowden Account Services LLC | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM !D. NO. | | | 540 Madison A venue 9'h Floor<br>(No. and Street) | | | | | New York | NY | | | 10022 | | (City) | (State) | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Matt Seeman | | | | (646) 214-7048 | | | | | | (Area Code<br>-<br>Telephone No.) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report"' | | | | | | | WithumSmith+Brown PC | | | | | | | (Name - if individual, state last, first, middle name) | | | | 1411 Broadway. 23nt Floor | New York | | NY | 10018 | | (Address) | (City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | | ~ Certified Public Accountant | | | | | | 0<br>Public Accountant | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the anm1al report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. 17a-5(e)(2).SEC* 1410 (3-91) {1}------------------------------------------------ ## Snowden Account Services LLC (A wholly owned subsidiary of Snowden Capital Partners, LLC) ## TABLE OF CONTENTS #### This report \*\* contains (check all applicable boxes): - [x] Inde…Read the full text as markdown