# NORTH CAPITAL PRIVATE SECURITIES CORPORATION X-17A-5 (2019-05-30) — Broker-dealer annual report

- Company: NORTH CAPITAL PRIVATE SECURITIES CORPORATION
- Form: X-17A-5
- Filed: 2019-05-30
- Period: 2019-03-31
- Accession: 0001461556-19-000004
- CIK: 1496269
- File #: 8-68648
- Material weakness: No
- Auditor: Haynie & Company
- Auditor location: Salt Lake City, UT
- Contact: James Dowd
- Phone: 415-315-9916
- Signed by: James P. Dowd (CEO)

Original filing: https://www.sec.gov/Archives/edgar/data/1496269/000146155619000004/NCPSPublicAudit2019.pdf

---

X-17A-5

 0001496269
 XXXXXXXX

 LIVE

 false
 false
 false

 04-01-2018
 03-31-2019
 Broker-dealer
 N

 NORTH CAPITAL PRIVATE SECURITIES CORPORATION

 623 E FT UNION BLVD
 SUITE 101
 SALT LAKE CITY
 UT
 84047

 James Dowd
 415-315-9916

 Haynie & Company

 50 W. Broadway
 Suite 600
 Salt Lake City
 UT
 84101

 Certified Public Accountant

 James P. Dowd
 NORTH CAPITAL PRIVATE SECURITIES CORPORATION
 03-31-2019
 None
 James P. Dowd
 CEO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.
