# HUB INTERNATIONAL INVESTMENT SERVICES INC. X-17A-5 (2026-02-25) — Broker-dealer annual report - Company: HUB INTERNATIONAL INVESTMENT SERVICES INC. - Form: X-17A-5 - Filed: 2026-02-25 - Period: 2025-12-31 - Accession: 0001462258-26-000004 - CIK: 1462258 - File #: 8-68237 - Type: Broker-dealer - Material weakness: No - Auditor: FGMK, LLC - Auditor location: Chicago, IL - Contact: Ronald E. Vallow Jr - Phone: 312-665-0483 - Email: ron.vallow@hubinternational.com - Website: hubinternational.com - Signed by: Ronald E. Vallow Jr (VP, Controller, FINOP, PFO, POO) Original filing: https://www.sec.gov/Archives/edgar/data/1462258/000146225826000004/x17a5public.pdf --- {0}------------------------------------------------ | 8-68237 | | |---------|--| | | 01/01/2025 | | 12/31/2025 | | | |----------------------------------|--------------------------|------------------|---------------------------------|--|--| | | | | | | | | | | | | | | | Hub
International | Investment | Services
Inc. | | | | | ■ | | | | | | | | | | | | | | 900
S.
Capital
of
TX | Highway,
Suite
350 | | | | | | | | | | | | | Austin | TX | | 78746 | | | | | | | | | | | | | | | | | | Ronald
E.
Vallow
Jr | 312-665-0483 | | ron.vallow@hubinternational.com | | | | | | | | | | | | | | | | | | FGMK,
LLC | | | | | | | | | | | | | | 333
W.
Wacker
Drive, | 6th
Fl
Chicago | IL | 60606 | | | | | | | | | | | 12/17/2009 | | 3968 | | | | | | | | | | | | | | | | | | {1}------------------------------------------------ ## OATH OR AFFIRMATION | Ronald E. Vallow Jr | swear (or affirm) that, to the best of my knowledge and belief, the | | |---------------------------------------------------------------------------------------|---------------------------------------------------------------------|-------| | financial report pertaining to the firm of Hub International Investment Services Inc. | | as of | December 31 2 025 , is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may proprietary interest in any account classified solely as that of a customer. > Signature: Digitally signed by Ronald E. Vallow Jr Ronald E. Vallow Jr Date: 2026.02.25 13:30:04 -06'00' Title: VP, Controller, FINOP, PFO & POO ## This filing \*\* contains (check all applicable boxes): - = (a) Statement of financial condition. - = (b) Notes to consolidated statement of financial condition. - [ (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - [ (d) Statement of cash flows. - [ (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - [ (f) Statement of changes in liabilities subordinated to claims of creditors. - [ (g) Notes to consolidated financial statements. - [ (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - [ (i) Computation of tangible net worth under 17 CFR 240.18a-2. - [ [j] Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. - [ [k] Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. - [1) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. - [ (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3. - [n] Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable. - □ (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or tangible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-1, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist. - □ (p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition. - | | Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.17a-12, or 17 CFR 240.18a-7, as applicable. - [r) Compliance report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - □ (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - | (t) Independent public accountant's report based on an examination of the statement of financial condition. - [ (u) Independent public accountant's report based on an examination of the financial statements under 17 CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable. - | (v) Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - □ (w) Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - | |x| Supplemental reports on applying agreed-upon procedures, in accordance with 17 CFR 240.15c3-1e or 17 CFR 240.17a-12, as applicable. - □ (y) Report describing any material inadequacies found to have existed since the date of the previous audit, or a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k). - □ (z) Other: - \*\* To request confidential treatment of certain portions of this filing, see 17 CFR 240.17a-5(e)(3) or 17 CFR 240.180-7(d)(2), as applicable. Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.