YOUNG AMERICA CAPITAL, LLC X-17A-5 (2024-09-30) — Broker-dealer annual report

Full text of YOUNG AMERICA CAPITAL, LLC's X-17A-5 filed 2024-09-30 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ ## FINANCIAL STATEMENTS AND SUPPLEMENTARY SCHEDULES YOUNG AMERICA CAPITAL, LLC ## FOR THE YEAR ENDED JUNE 30, 2024 Public ![](_page_0_Picture_4.jpeg) {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-68260 | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |--------------------------------------------------------------------------------------------------------------------------|-------------------------------|--|--|--|--| | FILING FOR THE PERIOD BEGINNING 07/01/2023 | AND ENDING 06/30/2024 | | | | | | MM/DD/YY | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: YOUNG AMERICA CAPITAL, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer | LJ Security-based swap dealer | | | | | □ Check here if respondent is also an OTC derivatives dealer ്ച് Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 141 EAST BOSTON POST RD | | | (No. and Street) | | | | |-------------------------------------------------------------------------------------------------------|--|------------------------------------------------------------|-----------------|--------------------------------------------|--| | MAMARONECK | | NEW YORK | | 10543 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | PETER FORMANEK 914-777-0100 | | | | peter(@yacapital.com | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling*<br>Sanville & Company, LLC | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 325 North Saint Paul St. Suite 3100 Dallas | | | 1 X | 75201 | | | (Address) | | (City) | (State) | (Zip Code) | | | 09/18/2003 | | | 169 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \*…

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