Full text of EP SECURITIES, LLC's X-17A-5 filed 2026-02-13 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-68297 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 0<br>1<br>/<br>0<br>1<br>/2<br>5<br>_<br>_<br>_<br>_<br>_<br>_<br>_ | ___ AND ENDING __ 12 | /<br>_<br>_ | 3<br>1<br>2<br>/<br>5<br>__ _<br>_<br>_<br>_<br>_ | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-----------------------------------------|-----------------|---------------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: EP<br>Securities | LLC<br>, | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0<br>□<br>Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 275<br>Madison<br>Ave | Suite<br>1901<br>., | | | | | | (No. and Street) | | | | | New<br>York | NY | | | 10016 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Soh<br>Edward | 212-297-1724 | | | ed.soh@excelptrs.com | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Goldman<br>&<br>Company | CPAs<br>P<br>C | | | | | | (Name - if individual, state last, first, and middle name) | | | | | Roswell<br>Rd<br>Ste<br>3535<br>., | Marietta<br>32 | | GA | 30062 | | (Address) | (City) | | (State) | (Zip Code) | | (Date of ReRistration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<b…Read the full text as markdown