Full text of SILVERGROVE ADVISORS LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # SILVERGROVE ADVISORS LLC (SEC ID No. 8-68301) ### FINANCIAL STATEMENT DECEMBER 31, 2023 #### PUBLIC DOCUMENT Filed Pursuant to Rule 17-A-5(e)(3) as a Public Document {1}------------------------------------------------ **PUBLIC** **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMBAPPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ### **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-68301 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ----------<br>01/01/23 | AND ENDING | -----------<br>12/31/23 | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Silvergrove Advisors LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 110 W. 40th Street, Suite 302 | | | | | | (No. and Street) | | | | New York | New York | | 10018 | | (City) | {State) | | {Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Brian M. Moloney | (212) 878-8858 | | bmoloney@silvergroveadvisors.com | | {Name) | {Area Code - Telephone Number) | {Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Cropper Accountancy Corporation | (Name - if individual, state last, first, and middle name) | | | | | | | | | 2700 Ygnacio Valley Blvd, Suite 270<br>(Address) | Walnut Creek<br>{City) | California<br>(State) | 94598<br>{Zip Code) | | | | | | | March 4 2009 | 3381 | | | | rte of RegistcaUo, with PCAOB)lif applicable] | | | I<br>(PCAOB Registcatioo N, mbe,, ,f applicable] | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be…Read the full text as markdown