SUNRISE BROKERS LLC X-17A-5 (2020-03-05) — Broker-dealer annual report

Full text of SUNRISE BROKERS LLC's X-17A-5 filed 2020-03-05 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SUNRISE BROKERS LLC
• Form: X-17A-5
• Filed: 2020-03-05
• Period: 2019-12-31
• Accession: 0001468208-20-000004
• CIK: 1468208
• File #: 8-68325
• Material weakness: No
• Auditor: Ernst & Young LLP
• Auditor location: New York, NY
• Contact: Pascal Karam
• Phone: 212-294-7772
• Signed by: Steven Bisgay (Chief Financial Officedr)

Document text (excerpt)

X-17A-5 0001468208 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N SUNRISE BROKERS LLC 1500 BROADWAY 25TH FLOOR NEW YORK NY 10036 Pascal Karam 212-294-7772 Ernst & Young LLP 5 Times Square New York NY 10036 Certified Public Accountant Steven Bisgay SUNRISE BROKERS LLC 12-31-2019 Steven Bisgay Chief Financial Officedr Y

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Other filings by this registrant

• X-17A-5/A — 2021-03-01
• X-17A-5 — 2021-02-26
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-01
• X-17A-5 — 2012-02-27
• X-17A-5 — 2011-04-08

Original filing on SEC EDGAR (source of record)