Full text of HAITOU SECURITIES, INC.'s X-17A-5 filed 2019-03-15 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # *Haitou Securities, Inc.* *Financial Statements with Report of Independent Registered Public Accounting Firm* *December 31, 2018* {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | | 0MB APPROVAL | | |--------------------------|--------------|-------------| | 0MB Number : | | 3235 - 0123 | | Expires: | | | | August 31 , 2020 | | | | Estimated average burden | | | | Hours per response 12.0 | | | 8- **68336** SEC FILE NUMBER # ANNUAL AUDITED REPORT FORM X-17A-5 PART III # **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the** **Securities Exchange Act of 1934 and Rule 17 a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | -----------<br>01/01/2018<br>MM/DD/YY | AND ENDING | 12/31/2018<br>MM/DD/YY | | | |----------------------------------------------------------------------------|---------------------------------------------------------------------|------------|--------------------------------|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | | Haitou Securities, Inc. | | | FIRM I. D.<br>NO . | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 747 Third Ave, Suite 24A | | | | | | | | (No. and Street) | | | | | | New York | NY | | 10017 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT | | | | | | | Christian Baez-Escobar | | | 646-969-6858 | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFCATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | Ronald Blue & Co. CPAs and Consultants, LLP | | | | | | | (Name -if individual, state last, first, middle name) | | | | | | | 1551 N. Tustin Ave, Suite 1000 | Santa Ana | CA | 92705 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE:<br>~ Certified Public Accountant<br>D<br>Public Accountant<br>0 | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5(e)(2).* >…Read the full text as markdown