Full text of KKR CAPITAL MARKETS II LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 - SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | |--|--|--|-----------------------------------------------------------------------------------------------------------| |--|--|--|-----------------------------------------------------------------------------------------------------------| FILING FOR THE PERIOD BEGINNING AND ENDING ---------- ----------- MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): □ Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based sw ap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # !"# \$! | {No. and Street) | | | | | | | | | |-------------------------------------------------------------------------------------------|-------------------------------------------------|-----------------|------------|--|--|--|--|--| | %& \quot; | %\$ | | | | | | | | | {City) | {State) | | {Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | '"(#<br>#") | <br>*<br><br>'"(#+<br>#"), | | +-". | | | | | | | {Name) | {Area Code - Telephone Number) | {Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>/" 0 1" -( 2 | | | | | | | | | | {Name - if individual, state last, first, and middle name) | | | | | | | | | | "- 23 | %& \quot; | %\$ | | | | | | | | {Address) | {City) | {State) | {Zip Code) | | | | | | | | | 4 | | | | | | | | | dl<br>(PCAOB R,.;strnUoo Numbe,, ;1 appl<br>e)I | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{e){l){ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not require…Read the full text as markdown