Full text of SOFI SECURITIES LLC's X-17A-5 filed 2021-03-11 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder REPORT FOR THE PERIOD BEGINNING 01/01/20 MM/DDWN A. REGISTRANT IDENTIFICATION # NAME OF BROKER-DEALER: SOFI SECURITIES LLC ADDRESS OF PRINCIPAL PLACE OF BUSINESS: [Do not use P.O. Box No.) 234 1ST STREET | | [ No. and Street] | | |---------------|-------------------|------------| | San Francisco | CA | 94105 | | 16.0151 | | (Zip Lodey | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT AKIVA NIMCHINSKY # B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opiation is contained in this Report\* Deloitte & Touche LLP SEC 1410 (11-05) | | Name - if individual, stant last first middle numer | | | |---------------------------------------------------------------------|-----------------------------------------------------|---------|------------| | 555 Mission Street, Suite 1400 | San Francisco | CA | 94105 | | (Address) | (C (1) ) | 45tate) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountant | | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | \* laims for exemption from the recordement has the annual report be covered by the integrendent public accommuni must be supported by a statument of for sand circumsances relled on as the basis for the exemption. See Section 240.17a-5tef.21 > Potential persons who are to respond to the collection of Information contained in this form are not required to respond. unless the form displays a currently valid OMB control number. OMB APPROVAL OMB Number 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 | SEC FILE NUMBER | | | |-----------------|--|--| | 6-68389 | | | OFFICIAL USE ONLY MM/DD/VY FIRM I.D. NO. AND ENDING 12/31/20 (415) 903-5257 (Area Cade - Telephame Number) {1}------------------------------------------------ # OATH OR AFFIRMATION | LAKIVA NIMCHINSKY | swear (or affirm) that. to the best of | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown