CFA FINANCIAL LLC X-17A-5 (2017-01-31) — Broker-dealer annual report

Full text of CFA FINANCIAL LLC's X-17A-5 filed 2017-01-31 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CFA FINANCIAL LLC
• Form: X-17A-5
• Filed: 2017-01-31
• Period: 2016-12-31
• Accession: 0001472677-17-000003
• CIK: 1472677
• File #: 8-68394
• Material weakness: No
• Auditor: DeMarco Sciaccotta Wilkens & Dunleavy, LLP
• Auditor location: Frankfort, IL
• Contact: Timothy F. McCarthy
• Phone: 847-807-9705
• Signed by: Timothy F. McCarthy (Chief Compliance Officer)

Document text (excerpt)

X-17A-5 0001472677 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N CFA FINANCIAL LLC 630 SOUTH ORANGE AVENUE SUITE 200-D SARASOTA FL 34236 Timothy F. McCarthy 847-807-9705 DeMarco Sciaccotta Wilkens & Dunleavy, LLP 9645 W. Lincolnway Lane Suite 214A Frankfort IL 60423 Certified Public Accountant Timothy F. McCarthy CFA FINANCIAL LLC 12-31-2016 Timothy F. McCarthy Chief Compliance Officer Y

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Other filings by this registrant

• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-02-24
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-01
• X-17A-5 — 2012-02-29

Original filing on SEC EDGAR (source of record)