Full text of COOK PINE SECURITIES LLC's X-17A-5 filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## COOK PINE SECURITIES, LLC FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION PURSUANT TO 17a-5(d) OF THE SECURITIES AND EXCHANGE COMMISSION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2021 {1}------------------------------------------------ # **COOK PINE SECURITIES, LLC CONTENTS** | Report oflndependent Registered Public Accounting Firm 1 | | |-----------------------------------------------------------|--| | | | ### **Financial Statements:** | Statement of Financial Condition 2 | | |--------------------------------------------|--| | Statement of Operations 3 | | | Statement of Changes in Members' Equity 4 | | | Statement of Cash Flows 5 | | | Notes to Financial Statements 6-8 | | ## **Supplementary Schedule:** | Computation of Net Capital, Aggregate Indebtedness, and<br>Schedule I - | | |-----------------------------------------------------------------------------|----| | Basic Net Capital Requirement Pursuant to Rule 15c3-1 of the | | | Securities and Exchange Commission 9 | | | Computation for Determination of Reserve Requirements<br>Schedules II - | | | Under Rule 15c3-3 of the Securities and Exchange Commission<br><br><br><br> | 10 | | | | ## **Supplementary Reports:** | Exemption Report Pursuant to Rule 15c3-3 of the Securities and Exchange Commission 11 | | |----------------------------------------------------------------------------------------|--| | Review Report oflndependent Registered Public Accounting Firm 12 | | {2}------------------------------------------------  11 Broadway, Suite 700, New York, NY 10004 Tel: (212) 232-0122 Fax: (646) 218-4682 ## **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Members of Cook Pine Securities LLC #### **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of Cook Pine Securities LLC (the "Company") as of December 31, 2021 , the related statements of operations, changes in members' equity, and cash flows for the year then ended, and the related notes and schedules ( collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31 , 2021, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America.…Read the full text as markdown