RUTBERG & COMPANY, LLC X-17A-5 (2016-02-26) — Broker-dealer annual report

Full text of RUTBERG & COMPANY, LLC's X-17A-5 filed 2016-02-26 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: RUTBERG & COMPANY, LLC
• Form: X-17A-5
• Filed: 2016-02-26
• Period: 2015-12-31
• Accession: 0001478895-16-000004
• CIK: 1141278
• File #: 8-53317
• Material weakness: No
• Auditor: Rowbotham & Company LLP
• Auditor location: San Francisco, CA
• Contact: Elizabeth Collins
• Phone: 415-526-2759
• Signed by: Bryan R. Rutberg (Member)

Document text (excerpt)

X-17A-5 0001141278 XXXXXXXX LIVE true false false 01-01-2015 12-31-2015 Broker-dealer N RUTBERG & COMPANY, LLC 351 CALIFORNIA STREET SUITE 1100 SAN FRANCISCO CA 94104 Elizabeth Collins 415-526-2759 Rowbotham & Company LLP 101 Second St. Suite 1200 San Francisco CA 94105 Certified Public Accountant Bryan R. Rutberg RUTBERG & COMPANY, LLC 12-31-2015 Bryan R. Rutberg Member Y

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Other filings by this registrant

• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-03-01
• X-17A-5/A — 2015-03-04
• X-17A-5 — 2015-02-26
• X-17A-5 — 2014-02-21
• X-17A-5 — 2013-02-26
• X-17A-5 — 2012-02-29
• X-17A-5 — 2011-03-01
• X-17A-5 — 2010-02-26
• X-17A-5 — 2009-03-02
• X-17A-5 — 2008-02-29
• X-17A-5 — 2007-02-27

Original filing on SEC EDGAR (source of record)